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Podcast: FCA Consumer Duty: Asset and Wealth Management and Consumer Investments sector Phase 1 Complete; Phase 2 to come!  Join the Slaughter and May FIG team as they reflect on the lessons learned from Phase 1 of consumer duty implementation, and the challenges that face firms for closed books ahead of 31 July 2024.  As part of...
Podcast: FCA Consumer Duty: Banking Phase 1 Complete; Phase 2 to come! Join the Slaughter and May FIG team as they reflect on the lessons learned from Phase 1 of consumer duty implementation, and the challenges that face firms for closed books ahead of 31 July 2024. As part of our Consumer...
FCA Consumer Duty: Insurance Phase 1 Complete; Phase 2 to come! Join the Slaughter and May FIG team as they reflect on the lessons learned from Phase 1 of consumer duty implementation, and the challenges that face firms for closed books ahead of 31 July 2024. As part of our Consumer...
Financial Regulation Weekly Bulletin – 8 February 2024 Includes developments in relation to: data sharing; AI regulation; SDR; instant transfers in euro; RTGS; MiFID II; MiFIR; ESG ratings; EMIR 3; CCP resolution; MAR; AIFMD; UCITS; Solvency II; and non-financial misconduct.
Financial Regulation Weekly Bulletin – 1 February 2024 Includes developments in relation to: BigTech; MiCA; the digital pound; PRA waivers; quantum security; CRR; securitisation; CSDR; UK public offers and trading regime; overseas fund regime; client communications; and depositor protection.
HSBC fined for historic depositor protection failings - Lessons for banks On 30 January 2024 the PRA published a final notice imposing a financial penalty on HSBC Bank PLC and HSBC UK Bank PLC of £57,417,500 for historic depositor protection failings. In this briefing, we cover what happened and ask what lessons can be...
Global Investigations Bulletin (January 2024) Our latest Global Investigations Bulletin for January 2024 is now available. This month we discuss the CPS entering its first DPA with sports betting and gaming company, Entain plc. We also set out the latest news in global investigations and enforcement...
Financial Regulation Weekly Bulletin – 25 January 2024 Includes developments in relation to: non-financial misconduct; consumer technology; climate scenarios; EU macroprudential framework; IRRBB; Paris Agreement; RTGS; digital pound; ring-fencing; motor finance complaints; CRD IV; Solvency II; IRRD; and...
Financial Regulation Weekly Bulletin – 18 January 2024 Includes developments in relation to: DORA; SDR; sustainable finance; CRR; CRD IV; P2P lending; crowdfunding; margin models; BMR; benchmarking; MiFID II; MiFIR; IDD; and AML/CTF.
EFIG: European Banking Newsletter – January 2024 Developments in this month's edition include:
Financial Regulation Weekly Bulletin – 11 January 2024 Includes developments in relation to: European single access point; Rule Review Framework; CRD IV; Financial Conglomerates Directive; UK Special Resolution Regime; IRB approaches; MiFID II; MiFIR; CCP Special Resolution Regime; DAML exemptions; and...
Financial Regulation Weekly Bulletin – 4 January 2024 Includes developments in relation to: climate-related risks; cyber resilience; EU taxonomy; CSDDD; transition finance; mutual recognition between UK and Switzerland; CRR III; CRD VI; SSM; open banking; ESG; EMIR; digital securities sandbox; UK listings;...
Financial Regulation group's banking and investment services column for Practical Law - December 2023 Our December 2023 column for Practical Law Financial Services subscribers on topical developments in the banking and investment services sector.
PS23/16 - FCA publishes final rules on sustainability disclosure requirements and investment labelling Following its consultation CP22/20 issued in October 2022, the FCA has finally published its Policy Statement setting out its final rules and guidance on sustainability disclosure requirements and investment labelling for sustainable investment products...
EFIG: European Banking Newsletter – December 2023 Developments in this month's edition include: