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Financial Regulation Weekly Bulletin - 4 April 2024 Includes developments in relation to: data collection; FCA Handbook; payment systems; credit rating agencies; accelerated settlement; insurance stress test; Solvency II; reinsurance; FSMA 2023; and LIBOR and EURIBOR manipulation.
Non-financial misconduct: five things we are thinking about Non-financial misconduct (NFM) is an increasingly hot topic in the financial sector. The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) are currently consulting on measures to strengthen their regulation of NFM. This will...
Financial Regulation Weekly Bulletin - 27 March 2024 Includes developments in relation to: MiCA; financial stability; financial promotions on social media; Smarter Regulatory Framework; MRELs; MiFIR; EMIR 3; ELTIF Regulation; fund tokenisation; EU taxonomy; pensions dashboard; motor claims handling; APP...
Financial Regulation Weekly Bulletin - 21 March 2024 Includes developments in relation to: critical third parties; DPM Alliance; CSDDD; PRA Rulebook; vulnerable customers; FCA business plan; insolvency; debt collection; CRR; IRRBB; instant credit transfers in euro; CMDI framework; consumer lending risks;...
Financial Regulation Weekly Bulletin - 14 March 2024 Includes developments in relation to: non-financial misconduct; synthetic data; cryptoasset-backed ETNs; Consumer Duty; payment account terminations; solvent exit planning; MLD 4; MLRs; and British Steel Pension Scheme.
EFIG: European Banking Newsletter – March 2024 Developments in this month's edition include:
Financial Regulation Weekly Bulletin - 7 March 2024 Includes developments in relation to: financial promotions; UK Listing Rules; PSR; PSD3; G-SIB assessments; CRR; Benchmarks Regulation; PISCES; UK EMIR; asset management supervision; EDIS; value for money framework; sanctions; and AML.
Financial Regulation Weekly Bulletin - 29 February 2024 Includes developments in relation to: DORA; Basel Core Principles; LIBOR; Solvency II; and sanctions.  
Global Investigations Bulletin (March 2024) Our latest Global Investigations Bulletin for March 2024 is now available. This month we discuss a recent fine from the PRA regarding historic deposit protection failings. We also set out the latest news in global investigations and enforcement actions,...
The Banking Litigation Law Review - United Kingdom Chapter - 7th Edition UK chapter of the seventh edition of The Banking Litigation Law Review which considers recent legal developments in banking litigation.
Financial Regulation Weekly Bulletin - 22 February 2024 Includes developments in relation to: CRR III; cryptoassets; MIFID II; FSMA; and anti-money laundering
Asset Management Hot Topics - Spring 2024    
Financial Regulation Weekly Bulletin – 15 February 2024 Includes developments in relation to: sustainability reporting; ESG ratings; claims management companies; PSR; PSD3; EMIR 3; CCP recovery and resolution; Consumer Duty; GAP insurance; AML; MLD6; SARs regime; ransomware; sanctions; and misleading...
Digging Deeper on Non-Financial Misconduct: FCA Launches Non-Financial Misconduct Survey for Lloyd's and London Market Intermediaries and Managing General Agents The FCA is asking businesses in the UK insurance market to provide information related to incidents of non-financial misconduct via a survey by 5 March 2024, including those that they have not already reported to the FCA.  In this briefing we explore...
Podcast: FCA Consumer Duty: Asset and Wealth Management and Consumer Investments sector Phase 1 Complete; Phase 2 to come!  Join the Slaughter and May FIG team as they reflect on the lessons learned from Phase 1 of consumer duty implementation, and the challenges that face firms for closed books ahead of 31 July 2024.  As part of...