Approval interviews at the FCA and PRA: Practical guides

Jan 2018 | Client publication/article

These two practical guides consider the FCA and PRA’s interview process for assessing the competence and capability of candidates seeking approval to carry out the following functions:

  1. Senior management functions at firms subject to the Senior Manager and Certification Regime (SMCR)
  2. Significant influence functions at non-SMCR firms

To view these guides, please click on the links below:

 

SMF interviews at the FCA and PRA: A practical guide for firms subject to the SMCR

SIF interviews at the FCA: A practical guide for non-SMCR firms

Contacts

Jan Putnis (partner), Ben Kingsley (partner), Nick Bonsall (partner)


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