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Newsletters and briefings

16 Jan 2020
Early release by the SFC from a suspension from acting as IPO sponsor: Reminder on the regulator’s policy focus on intermediaries’ conduct

Early release by the SFC from a suspension from acting as IPO sponsor: Reminder on the regulator’s policy focus on intermediaries’ conduct

Capital Markets
Corporate and Commercial
Dispute Resolution
Financial Regulation
Financing
Newsletter/Briefing
16 Jan 2020
Financial Regulation Weekly Bulletin

Includes developments in relation to: Brexit; CRR II; PSD2; LIBOR transition; FSCS levies and anti-money laundering.

Asset Management
Capital Markets
Dispute Resolution
Financial Regulation
Insurance
Newsletter/Briefing
09 Jan 2020
Brexit Essentials: Will this deal get Brexit done?

This briefing summarises: EU Withdrawal Agreement, WAB, Brexit, Exit day, Data, Financial services, Fisheries

Competition
Data Protection and Privacy
Financial Regulation
Newsletter/Briefing
09 Jan 2020
Financial Regulation Weekly Bulletin

Includes developments in relation to: Brexit; CRR; EMIR; SFTR; Solvency II; CCPs; digital regulatory reporting; operational resilience; cryptoassets; and anti-money laundering.

Asset Management
Capital Markets
Dispute Resolution
Financial Regulation
Insurance
Newsletter/Briefing
27 Dec 2019
Directors' failure to exercise judgment will lead to serious consequences and section 214 cases

Directors' failure to exercise independent judgment and make reasonable enquiries will lead to serious consequences as demonstrated in recent section 214 cases

Dispute Resolution
Corporate and Commercial
Newsletter/Briefing
19 Dec 2019
Financial Regulation Weekly Bulletin

Includes developments in relation to: Financial stability; FinTech; SMCR; CRR; EMIR; MAR; Solvency II; LIBOR transition; operational resilience; and cryptoassets.

Asset Management
Capital Markets
Dispute Resolution
Financial Regulation
Insurance
Newsletter/Briefing
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