Newsletters and briefings
Early release by the SFC from a suspension from acting as IPO sponsor: Reminder on the regulator’s policy focus on intermediaries’ conduct
Includes developments in relation to: Brexit; CRR II; PSD2; LIBOR transition; FSCS levies and anti-money laundering.
This briefing summarises: EU Withdrawal Agreement, WAB, Brexit, Exit day, Data, Financial services, Fisheries
Includes developments in relation to: Brexit; CRR; EMIR; SFTR; Solvency II; CCPs; digital regulatory reporting; operational resilience; cryptoassets; and anti-money laundering.
Directors' failure to exercise independent judgment and make reasonable enquiries will lead to serious consequences as demonstrated in recent section 214 cases
Includes developments in relation to: Financial stability; FinTech; SMCR; CRR; EMIR; MAR; Solvency II; LIBOR transition; operational resilience; and cryptoassets.