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Key facts on the GDPR Provides an overview of some of the key changes the EU General Data Protection Regulation will introduce.
The New EU Market Abuse Regulation: An Overview for UK Issuers An overview for UK issuers of the key changes under the Market Abuse Regulation, which will apply in the UK from 3 July 2016.
Brexit Essentials: Alternatives to EU membership Discusses the most commonly proposed alternatives to EU membership that have been put forward by advocates of a British exit from the EU.
Outsourcing Risk: a sharp reminder Following a recent fine levied by the PRA, we remind firms of the steps they can take to mitigate the risks of a regulated outsourcing.
Brexit Essentials: Government will "Keep Calm and Carry On" despite Pannick Discusses the Prime Minister's proposals for reform, the likelihood of success in renegotiation, and the extent to which renegotiation will impact the referendum.
Brexit Essentials: UK proposals for EU reform Discusses the Prime Minister's proposals for reform, the likelihood of success in renegotiation, and the extent to which renegotiation will impact the referendum.
FCA: New competition powers and handbook amendments A discussion of the new self reporting requirements for authorised firms inserted into the FCA Supervision Manual persuant to its concurrent competition powers.
EMIR - Gearing up for Clearing - PART II An overview of the structure of client clearing, together with key points for consideration when choosing a clearing member to enter into client clearing arrangements with.
Exchange of information by regulators. They're talking. Are you? Knowledge itself is power. And businesses - especially those the subject of a regulatory or tax investigation - can often feel that regulators and tax authorities have an advantage in knowing more than the businesses they regulate, tax or investigate,...
Upper Tribunal finds against Ian Hannam This briefing considers the Upper Tribunal's decision in the case of Ian Hannam v FCA, finding that Mr Hannam committed market abuse by disclosing inside information improperly.
Piercing the corporate veil and fraud This article summarises the principles by which a court may pierce the corporate veil in cases of fraud in light of recent case law.