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Newsletters and briefings

13 Jun 2019
Financial Regulation Weekly Bulletin

Includes items on: the FCA's assessment of adequate financial resources; the banking reform package; the SMCR; the PRA's review of fast growing deposit-taking firms; the FCA's response to the high cost credit review; the suspension of the LF Woodford Equity Income Fund; and the FCA's investigation of RBS GRG.

Asset Management
Capital Markets
Dispute Resolution
Financial Regulation
Insurance
Newsletter/Briefing
12 Jun 2019
Competition & Regulatory Newsletter

CMA Chief Executive advocates for “evolution, not revolution” following report evaluating past merger control decisions in digital markets

Competition
Newsletter/Briefing
Jun 2019
Employment Bulletin

failure to enhance shared parental pay; employers required to record daily working time; transfer of undertaking under the Acquired Rights Directive; knowledge of disability

Pensions and Employment
Newsletter/Briefing
06 Jun 2019
Financial Regulation Weekly Bulletin

Contains items including: FSB report on decentralised financial technologies; resolvability of G-SIBs; FCA Policy Statement on P2P crowdfunding; regulation of crypto-assets; and the transition from LIBOR to RFRs.

Asset Management
Capital Markets
Dispute Resolution
Financial Regulation
Insurance
Newsletter/Briefing
31 May 2019
Pensions Bulletin

5th Money Laundering Directive; Ombudsman jurisdiction; Validating pre-1997 pension increases was “impermissible rewriting of history”; funding regime changes; DWP review of TPR

Pensions and Employment
Newsletter/Briefing
30 May 2019
Financial Regulation Weekly Bulletin

Contains items including: FCA call for input on a cross-sector sandbox; revised ESMA/FCA statements on the MiFIR share trading obligation post-Brexit; regulating crypto-asset trading platforms; EMIR 2.2 Consultation Papers; and the PRA and FCA fining Raphaels Bank £1.89m for failing to manage outsourcing arrangements. 

Asset Management
Capital Markets
Dispute Resolution
Financial Regulation
Insurance
Newsletter/Briefing
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