Supervision

We advise on every aspect of the FCA and PRA Handbooks from conduct of business rules to capital resource requirements and the discipline and enforcement process. We work closely with dispute resolution lawyers on financial regulatory investigations matters.

We closely monitor the implications for our clients of Handbook amendments and developments, changes in the structure of regulation in the UK, changes in Europe, and the many other regulatory policy initiatives which have followed the financial crisis.

We have strong working relationships with regulators and are well equipped to advise on likely future regulatory and markets developments. We have been heavily involved in advising clients on a range of issues arising out of the credit crunch and the Euro crisis.

Many of our lawyers are experienced in advising on financial crime and regularly act for financial institutions, and other entities, on reviewing their anti-money laundering policies and procedures and advising on issues relating to international sanctions regimes.

Partner Contacts